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Introduction EU Financial Regulation

Vak
2024-2025

Course requirements

Master degree in Law. This course is part of the Advanced Master Law and Finance.

More information: https://www.universiteitleiden.nl/en/education/study-programmes/master/law-and-finance

Course information

The financial sector is a key pillar of the real economy. It has a significant impact on society. Therefore, the sector is subject to strict regulation and close scrutiny.
This course explores the origins of the 2007/2008 global financial crisis and the European sovereign debt crisis that was resolved in 2013, and how they led to increased regulation and supervision. It also analyses the background choices, principles and assumptions that influenced these processes. We will address the position and function of the different international standard setters, such as the Basel Committee on Banking Supervision (BCBS), the Financial Stability Board (FSB), International Organization of Securities Commissions (IOSCO), and the International Association of Insurance Supervisors (IAIS). Next, we will explore how financial regulation is structured and how it is supervised and enforced by financial authorities, focusing on the EU.
The course will conclude with how the Action Plan on Sustainable Finance of 2018 as complemented by the EU Green Deal of 2019 and the Strategy for Financing the Transition of 2021 affect the financial sector. Furthermore, we will outline the EU digital finance strategy of 2020 setting out the general lines on how Europe can support the digital transformation of finance in the coming years, while regulating its risks.

Course learning objectives

The following achievement levels apply with regard to the course.

  • Students understand the function of the financial system and can explain the rationale for financial regulation.

  • Students can describe the EU architecture of financial regulation and identify the roles of the various EU institutions.

  • Students are able to explain the EU model for supervision of the financial sector and the various methods of enforcing financial regulation.

  • Students can critically reflect on the EU policy agenda for the financial sector

  • Students are able to write and comment on a blogpost relating to two of the subjects discussed during the course.

Mode of instruction

Lectures and seminars will be held in a weekly schedule in a classroom setting with mandatory class attendance. Only when required by government regulation or decided by the Programme Board, teaching will be conducted in an online setting.

  • Number of (2 hour) lectures & interactive seminars: 12

  • Names of lecturers: Prof. Bart Joosen, Ms. Peggy Bracco Gartner LLM, Prof. Rogier Raas, Ebbe Rogge M.Sc. M.A. LL.M. Ph.D., Dr. Ilya Kokorin

  • Required preparations by students: reading of prescribed materials, preparation of case studies and any other assignments.

Examination method

The assessment of this course is based on three elements:

  • Final exam: 70%

  • Two blogposts: (20%)

  • Three comments to blogs: (10%)

The final exam will be a written exam. The final exam covers all the material delivered during the lectures and the seminars.

For the topics indicated in the weekly overview, assigned students are expected to write a blogpost (300-400 words) in which the topic is discussed using material from the course and other (legal or economic) arguments. Other students will write comments and thus open up a discussion (100-200 words).

Further information about the written assignment and the exam will be communicated to students through Brightspace closer to the due date and exam date.

The final grade, on the scale from 1 (poor) to 10 (outstanding), for the course is established by determining the weighted average of the two blogposts, three comments to blogs and final exam, and rounded to full grades. Grade 6 (5.5 rounded) is a pass.

Brightspace

Course reader and additional literature is distributed through Brightspace.
Submission of written assignment via Brightspace using Turnitin.

Course materials

The course will require reading of materials consisting of introductory chapters and scholarly articles which will be published or made available via the library as specified in the Course Reader.

Course reader will be available to be downloaded from Brightspace.

Contact

Course Coordinator:
Ms. Peggy Bracco Gartner LLM

Programme Coordinator:
Ms. Orsolya Kalsbeek-Bagdi
Email address: lawandfinance@law.leidenuniv.nl

Disclaimer: Currently these pages are being updated to reflect the courses for 2024 - 2025. Until these pages are fixed as per 1 September 2024 no rights can be claimed from the information which is currently contained within. Should there be any future extenuating circumstances which may impinge our teaching and assessment, these could necessitate modification of the course descriptions after 1 September. This will only happen in the event of strict necessity and the interests of the students will be taken into account. Should there be a need for any change during the course, this will be informed to all students on a timely basis. Modifications after 1 September 2024 may only be done with the approval and consent of the Faculty Board and Programme Director.